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Rajaratnam Appeal: Is Snowden Right That Big Brother Is Listening?

On Monday, the Second Circuit Court of Appeals in Manhattan affirmed the 2011 insider trading conviction of Raj Rajaratnam, founder of the Galleon Group hedge funds....more

6/27/2013 - Edward Snowden Hedge Funds Insider Trading Raj Rajaratnam SEC White Collar Crimes

Twists, Turns, PIPEs, And Screws: Insider Trading And Mark Cuban

On Tuesday, March 5, the SEC’s insider trading case against billionaire Dallas Mavericks owner Mark Cuban took a new twist when a federal district court in Texas declined to end the 2008 civil enforcement action. The SEC...more

3/7/2013 - Insider Trading Mamma.com Inc Mark Cuban Misappropriation PIPEs SEC

Supreme Court in Gabelli: Clock Starts Ticking When Fraud Occurs, Not When It's Discovered

The law requires the SEC to bring enforcement actions seeking penalties against individuals who violate the securities laws within five years. The Supreme Court issued a unanimous ruling today that rejects the SEC’s argument...more

2/27/2013 - Discovery Rule Enforcement Actions Gabelli v SEC Penalties SCOTUS SEC Securities Fraud Statute of Limitations

White Collar Practice In 2013: An Old Look For A New Year?

2012 was a big year in the government's pursuit of white collar crime. 2013 – the five year anniversary of the financial crisis – brings new legislators, new regulators, and the possibility that a looming statute of...more

1/23/2013 - DOJ Enforcement Goldman Sachs Raj Rajaratnam SEC Statute of Limitations White Collar Crimes

The Government's War Against Financial Industry Crimes Continues with a Record-Breaking Insider Trading Case, But It's Still Too...

The Department of Justice and Securities Exchange Commission loudly have trumpeted victories achieved in their renewed battle against insider trading and Wall Street malfeasance, repeatedly warning that there are more cases...more

11/21/2012 - DOJ Hedge Funds Insider Trading SEC

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