Robert L. Kohl

Robert L. Kohl

Katten Muchin Rosenman LLP

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SEC Approves NYSE and NASDAQ New Compensation Committee and Adviser Listing Standards

On January 11, the Securities and Exchange Commission approved final amendments to listing standards submitted by NYSE Regulation, Inc. and NASDAQ Stock Market LLC with regard to the independence of compensation committees...more

1/21/2013 - Compensation Committee Independence Rules Listing Standards Nasdaq NYSE SEC

CII Submits Rule 10b5-1 Rulemaking Petition to the SEC

On November 28 the Council of Institutional Investors (CII), an association of public, corporate and union pension funds and other employee benefit plans, submitted a letter to Securities and Exchange Commission Chairman...more

1/10/2013 - 10b5-1 Plans Pensions SEC

Nallengara to Replace Cross as Corp. Fin. Chief

On December 17, Securities and Exchange Commission Chairman Elisse Walter named Lona Nallengara as Acting Director of the Division of Corporation Finance to replace Meredith Cross, who has announced that she will leave the...more

12/27/2012 - Elisse B. Walter SEC

SEC Sets Rulemaking Agenda for 2013

In its fiscal year 2012 Agency Financial Report released last week, the Securities and Exchange Commission published its rulemaking agenda for 2013 under both the Dodd-Frank Wall Street Reform and Consumer Protection Act...more

12/12/2012 - Dodd-Frank JOBS Act SEC

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