The Securities and Exchange Commission (SEC or Commission) on May 1, 2014 announced a settlement (Settlement) with the New York Stock Exchange LLC and certain of its affiliates (collectively, the NYSE), addressing a variety...more
6/6/2014
/ Affiliates ,
Civil Monetary Penalty ,
Compliance ,
Electronic Trading ,
Enforcement ,
Enforcement Actions ,
High Frequency Trading ,
Information Sharing ,
Neither Admit Nor Deny Settlements ,
NYSE ,
Securities and Exchange Commission (SEC) ,
Settlement