Robert Weiss

Robert Weiss

Katten Muchin Rosenman LLP

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Corporate and Financial Weekly Digest - Volume XI, Issue 16

SEC/CORPORATE SEC Releases Registration Fee Estimator On April 18, the Securities and Exchange Commission announced the release of an online tool that will assist companies in calculating registration fees relating to...more

4/25/2016 - Business Conduct Standards Canada Chief Compliance Officers Dodd-Frank EDGAR EU High Frequency Trading Major Swap Participants Memorandum of Understanding NCUA Pensions SFTR UK

Marketing Investment Management Services to Public Retirement Systems: Complying with Applicable Laws and Regulations

It is well-known that high-profile jurisdictions such as California and New York City have in certain instances placed lobbyist registration requirements on investment managers that solicit investment advisory business from...more

8/7/2013 - Investment Management Marketing New Regulations Pensions Retirement Retirement Plan

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