The RIA Compliance and Legal Strategies Conference is an essential event for registered investment advisors to gain a valuable understanding of current regulatory and compliance-related issues. Attendees will earn 5 CE...more
2/28/2023
/ Acquisitions ,
Arbitration ,
Audits ,
Compliance ,
Confidentiality Agreements ,
Continuing Legal Education ,
Cybersecurity ,
Department of Labor (DOL) ,
Disclosure Requirements ,
Events ,
Hiring & Firing ,
Information Security ,
Litigation Strategies ,
Mergers ,
Registered Investment Advisors ,
Restrictive Covenants ,
Risk Management ,
Subpoenas ,
Texting