Ronn Davids

Ronn Davids

Venable LLP

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Business News Digest – June 2014

In this issue: - SEC Warns Private Equity Fund Advisers about Compliance Shortcomings - Why the 50 Percent Rule Deserves 100 Percent Attention - Exactly How Much Omega-3 Is in There? -...more

6/4/2014 - Celebrity Endorsements CFPB Enforcement Enforcement Actions Estate Tax FCPA FTC Instrumentality Non-Profits Nonbank Firms Parental Leave Private Equity Private Equity Funds SEC

SEC Warns Private Equity Fund Advisers about Compliance Shortcomings

Andrew J. Bowden, Director of the Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) delivered remarks at last week's Private Equity International (PEI) 2014 Compliance Forum that...more

5/19/2014 - Compliance Investment Advisers Act of 1940 OCIE Private Equity Private Equity Funds SEC

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