Russell Sacks

Russell Sacks

Shearman & Sterling LLP

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Financial Regulatory Developments Focus - August 2014 #4

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Consumer Protection - People - Excerpt from Derivatives: Regulators Request FSB to Assist in...more

8/26/2014 - Bank Secrecy Act Banking Sector Banks Data Protection Derivatives ESMA EU FSB

Financial Regulatory Developments Focus - August 2014 #3

In this issue: - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Events - Excerpt from Bank Prudential Regulation & Regulatory Capital: EBA Publishes New...more

8/20/2014 - Banking Sector Banks Capital Requirements EU European Banking Authority FDIC Federal Reserve

Financial Regulatory Developments Focus - August 2014 #2

In this issue: - Derivatives - Bank Structure - Recovery & Resolution - Bank Prudential Regulation & Regulatory Capital - Financial Services - Consumer Protection - Funds...more

8/12/2014 - Banks CCPs Derivatives ESMA EU Financial Regulatory Reform Hedge Funds Investment Funds Mutual Funds Prudential Regulation Authority

Financial Regulatory Developments Focus - August 2014

In this issue: - Derivatives - Compensation - Recovery & Resolution - Bank Prudential Regulation and Regulatory Capital - Financial Market Infrastructure - Financial Services...more

8/5/2014 - Banking Sector Banks Capital Markets Derivatives ESMA European Banking Authority FCA Federal Reserve FOMC FX Swaps MiFID Remuneration

Financial Regulatory Developments Focus - July #4

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Bank Structure - Financial Market Infrastructure - Financial Services - Funds -...more

7/31/2014 - Banks Capital Markets CFTC Derivatives EMIR ESMA European Commission Exchange-Traded Products Financial Regulatory Reform Leverage Ratio Market Participants OCR UCITS

Financial Regulatory Developments Focus - July 2014 #3

In this issue: - Derivatives - Compensation - Bank Prudential Regulation and Regulatory Capital - Recovery & Resolution - Credit Ratings - Insurance - Financial Services...more

7/23/2014 - Banking Sector Banks Basel III Capital Markets Credit Ratings Derivatives EMIR Enforcement ESMA EU European Banking Authority European Central Bank European Commission Executive Compensation FDIC Insurance Reform OCC Reporting Requirements Stress Tests

Financial Regulatory Developments Focus - July 2014 #2

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Financial Services - Consumer Protection - Enforcement - People - Events -...more

7/15/2014 - Banking Sector Banks CFTC Derivatives Draft Guidance EMIR ESMA EU European Banking Authority European Commission No-Action Relief OCC

Financial Regulatory Developments Focus - July 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Credit Ratings - Financial Market Infrastructure - Financial Services - Funds - Enforcement...more

7/9/2014 - Banks CFTC Compliance Credit Ratings Derivatives Enforcement Financial Regulatory Reform Major Swap Participants No-Action Letters No-Action Relief Reporting Requirements Swap Dealers Swaps Valuation

Financial Regulatory Developments Focus - June 2014 #3

In this issue: - Derivatives - Regulatory Capital - Bank Prudential Regulation - Financial Services - Enforcement - People - Events - Excerpt from...more

6/25/2014 - Banks Derivatives ESMA EU Financial Regulatory Reform Prudential Regulation Authority

Financial Regulatory Developments Focus - June #3

In this issue: - Compensation - Capital and Prudential Regulation - Bank Structure - Financial Services - Consumer Protection - Enforcement - People - Events...more

6/18/2014 - Banks Capital Markets Disclosure Requirements European Banking Authority Executive Compensation FCA FDIC Legislative Agendas New Legislation OCC Reporting Requirements Rulemaking Process Stress Tests Volcker Rule

Financial Regulatory Developments Focus - June 2014 #1

In this issue: - Derivatives - Regulatory Capital - Bank Prudential Regulation - Financial Market Infrastructure - Financial Services - Enforcement - People -...more

6/5/2014 - Banks Capital Markets Capital Requirements Compliance Derivatives EMIR ESMA EU European Banking Authority Financial Markets Financial Regulatory Reform Infrastructure Prudential Regulation Authority SEC UK

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Funds - Financial Services - Enforcement - Events - Excerpt from...more

5/27/2014 - AIFMD Capital Markets CCPs CFPB CFTC Commodities Credit Suisse Derivatives EMIR Enforcement ESMA EU Federal Reserve Hedge Funds Hedges MiFID No-Action Relief Proposed Legislation Reporting Requirements

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Bank Prudential Regulation - Financial Services - Enforcement - People - Events - Excerpt from Derivatives: Implementing Regulation...more

5/21/2014 - Banks Derivatives EMIR Enforcement Enforcement Actions ESMA EU European Commission Financial Regulatory Reform ITS Prudential Regulation Authority

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Bank Prudential Regulation - Financial Market Infrastructure - Credit Ratings - Consumer Protection - Enforcement - Events - Excerpt from...more

5/14/2014 - Banks Compliance Credit Ratings Derivatives EMIR Enforcement ESMA EU Financial Regulatory Reform Infrastructure Prudential Regulation Authority Prudential Standards

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Market Infrastructure - Enforcement - Financial Crime - Events - Excerpt from Derivatives: CFTC...more

5/7/2014 - Banks Capital Markets CFTC Credit Ratings Derivatives DMO EU FCA FDIC Federal Reserve OCC SEFs Stress Tests

Financial Regulatory Developments Focus - April 2014 (#5)

In this issue: - Derivatives - Regulatory Capital - Financial Services - People - Events - Excerpt from Derivatives: Derivatives CFTC Staff Issues Time-Limited No-Action Letter...more

4/30/2014 - Capital Markets CFTC Derivatives Financial Regulatory Reform No-Action Letters

Financial Regulatory Developments Focus - April 2014

In this issue: - Regulatory Capital - Financial Services - Recovery & Resolution - Financial Market Infrastructure - Consumer Protection - People - Excerpt from Regulatory...more

4/23/2014 - Banks Capital Markets Economic Development EU European Banking Authority Financial Regulatory Reform

Financial Regulatory Developments Focus - April 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Services - Financial Crime - Excerpt from Derivatives: European Commission Consults on Definition...more

4/16/2014 - CFTC Data Collection Derivatives EU Financial Instruments Financial Products Financial Regulatory Reform Swaps

Financial Regulatory Developments Focus - April 8, 2014

In this issue: - Derivatives - Bank Structure - Regulatory Capital - Financial Services - Financial Market Infrastructure - Funds - Financial Crime - People -...more

4/9/2014 - Banks Capital Markets CCPs Derivatives EMIR ESMA EU Financial Crimes Financial Regulatory Reform Investment Funds

Financial Regulatory Developments Focus - April 1, 2014

In this issue: - Derivatives - Bank Structure - Compensation - Regulatory Capital - Financial Services - Funds - Consumer Protection - Enforcement -...more

4/2/2014 - Banks Derivatives Executive Compensation Self-Regulatory Organizations

Financial Regulatory Developments Focus - March 25, 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Market Infrastructure - Funds Enforcement - Events Hearings - People - Excerpt from...more

3/25/2014 - CFTC Corporate Bonuses Derivatives Dodd-Frank Executive Compensation No-Action Relief Private Funds

Financial Regulatory Developments Focus - March 18, 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Market Infrastructure - Financial Services - Consumer Protection - Enforcement - People - Events -...more

3/19/2014 - Asset Management Banks Broker-Dealer Derivatives EU Financial Regulatory Reform Investment Funds OTC

Trade Reporting: SEC Approves FINRA Rule Requiring Alternative Trading Systems to Report Activity Weekly

US-registered broker-dealers that operate Alternative Trading Systems will have to report volume information, by security, to FINRA weekly. The first report, for the week of May 12, 2014, is due May 28, 2014. ATS will, by...more

3/17/2014 - Alternative Trading Systems FINRA Market Participants SEC

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