Russell Sacks

Russell Sacks

Shearman & Sterling LLP

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Brexit and Equivalence: Review of the Financial Services Framework Across All Sectors

Since the UK voted to leave the EU on 23 June 2016, there has been much speculation about the form of the future access arrangements between the UK and the EU for financial institutions. In a scenario where no new deal is...more

8/10/2016 - Corporate Counsel Cross-Border Transactions EU Financial Institutions Popular Third Country Entities UK UK Brexit

Financial Regulatory Developments Focus - June 2016 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

6/23/2016 - Annual Reports Bank Holding Company Capital Markets Union Capital Requirements Cybersecurity Dodd-Frank EU EU Market Abuse Regulation (EU MAR) Long-Term Investment Funds No-Action Relief UK

Financial Regulatory Developments Focus - May 2016 #3

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

6/1/2016 - Basel III Beneficial Owner Capital Requirements Cross-Border Transactions Customer Due Diligence (CDD) EU Leverage Ratio Leveraged Lending Margin Requirements Recordkeeping Requirements Regulation Technical Standards (RTS) UCITS UK

Financial Regulatory Developments Focus - May 2016

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

5/6/2016 - AML-CTF Annuities Asset Management Capital Markets Union Capital Requirements Cross-Border Transactions EU Incentive Compensation Leverage Ratio MiFID II SIFIs UK

US Financial Stability Oversight Council Focuses on Asset Management Products and Activities

On April 18, 2016, the US Financial Stability Oversight Council issued an update on its multi-year review of potential financial stability risks in the asset management industry. This note highlights takeaways from that...more

4/27/2016 - Asset Management Capital Markets Union EU FSOC Popular Risk Assessment UK

Financial Regulatory Developments Focus - April 2016 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

4/15/2016 - Anti-Inversion Regulations EU FBOs Fiduciary Duty Financial Adviser FinTech FSOC Global Systemically Important Financial Institutions (GSIFI) Leverage Ratio MetLife Terrorism Funding UK

Financial Regulatory Developments Focus - April 2016

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

4/11/2016 - Asset Management Blockchain CFTC Corporate Governance Cybersecurity Economic Sanctions EU Federal Reserve Industry Consolidation Maxwellisation Municipal Securities Issuers Natural Gas Remuneration Stress Tests UK

Financial Regulatory Developments Focus - March 2016 #4

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

4/1/2016 - Capital Markets Union EU Eurozone GAAP Interchange Fees MiFID II Mortgage Credit Directive (MCD) Prudential Standards Ring-Fencing SIFIs SMEs UCITS V UK UK Payment Systems Regulator

Financial Regulatory Developments Focus - March 2016 #3

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

3/25/2016 - BRRD Central Counterparties Cuba Deposit Insurance Derivatives Clearing Organizations Dodd-Frank EU Foreign Exchanges Goldman Sachs Insider Trading Payment Systems Sanctions UK Volcker Rule

Financial Regulatory Developments Focus - March 2016 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

3/18/2016 - Basel Committee Credit Default Swaps EU FDIC Federal Savings Associations International Banks Libor Market Abuse Regulatory Agenda Ring-Fencing SEC Senior Managers Transfer Pricing UK Volcker Rule

Financial Regulatory Developments Focus - March 2016

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

3/3/2016 - Bank Secrecy Act Banking Examinations Cooperation Enforcement Actions EU Money Transfer MREL Payment Systems Stress Tests UK Volcker Rule

Financial Regulatory Developments Focus - February 2016 #3

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

2/25/2016 - Bailout Banking Examinations Consumer Credit Act Dodd-Frank EU Federal Reserve Financial Crisis G-SII International Remittance Transfers Security-Based Swaps

Financial Regulatory Developments Focus - February 2016 #2

Bank Prudential Regulation & Regulatory Capital US Federal Deposit Insurance Corporation Issues Proposed Rule to Facilitate Access to Deposits in Large Bank Failures On February 17, 2016, the US Federal Deposit Insurance...more

2/19/2016 - Anti-Terrorism Financing Central Counterparties EU Federal Reserve Liquidation Payment Systems Regulation C Regulation Technical Standards (RTS) Senior Managers Insurers Regime (SMIR) Stress Tests UK

Financial Regulatory Developments Focus - January 2016

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

1/7/2016 - Banking Sector Debt Financing Due Diligence EBA EU Eurozone FinCEN MiFID II

Financial Regulatory Developments Focus - December 2015 #3

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

12/28/2015 - Banking Sector EU G-SIB MiFID II Shadow Banking Stress Tests Truth in Lending Act (TILA) UK

Financial Regulatory Developments Focus - December 2015 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

12/17/2015 - Banking Sector EU Financial Markets Hedge Funds MiFID II Money Laundering Recovery Plans Risk Assessment Shadow Banking UK

Financial Regulatory Developments Focus - December 2015

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

12/3/2015 - Anti-Money Laundering Barclays Bribery EU Liquidity Stress Tests Transparency Virtual Currency

Financial Regulatory Developments Focus - October 2015 #4

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

10/30/2015 - Abu Dhabi Global Markets (ADGM) Anti-Money Laundering Anti-Terrorism Financing Banking Sector Capital Requirements Consultation Deposit Insurance Enforcement Actions EU European Commission MiFID II Prudential Regulation Authority SEC

Governance & Securities Law Focus: Latin America Edition, October 2015

This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of 2015 that may be of interest to Latin American corporations and financial...more

10/22/2015 - Audit Committee Capital Markets Corporate Governance Dodd-Frank Enforcement Actions EU Financial Conduct Authority (FCA) Financial Reporting G20 Latin America London Stock Exchange MiFID II OECD Regulation Technical Standards (RTS) Resource Extraction UK Whistleblowers

Financial Regulatory Developments Focus - October 2015 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

10/15/2015 - Banking Sector Capital Requirements Clearing Agencies EU European Central Bank Federal Reserve Financial Institutions Investment Funds Payment Systems Regulation P Regulation Technical Standards (RTS) Regulatory Standards SEC Securitization Vehicles Structured Financial Products Transparency Whistleblower Protection Policies

Financial Regulatory Developments Focus - October 2015

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

10/7/2015 - Acquisitions Banking Sector Credit Rating Agencies Crowdfunding Electronic Reporting EU Financial Institutions Liquidity Risk Management Rule No-Action Relief Prudential Regulation Authority Regulatory Agencies Stress Tests UK

Financial Regulatory Developments Focus - September 2015 #5

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

10/1/2015 - Banking Sector BitLicense Broker-Dealer Capital Requirements Cybersecurity EU European Banking Authority European Securities and Markets Authority (ESMA) Investment Funds Regulatory Standards SEC Supervision Virtual Currency

Financial Regulatory Developments Focus - September 2015 #3

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

9/16/2015 - Banking Sector Bitcoin Capital Markets CFTC Deposit Guarantee System Depository Institutions EU European Banking Authority Financial Institutions NFA Payment Systems Prudential Regulation Authority Registration Requirement RMBS SEC Swap Execution Facilities Swaps

Financial Regulatory Developments Focus - September 2015 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

9/11/2015 - Bank of America Banking Sector Capital Markets Capital Requirements Code of Conduct Cybersecurity EU European Securities and Markets Authority (ESMA) Financial Institutions Financial Markets G20 MiFID II Prudential Standards Shadow Banking Technical Standards UCITS UK

Financial Regulatory Developments Focus - September 2015

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

9/2/2015 - Banking Sector Capital Markets Central Counterparties CFTC Corporate Governance EU European Central Bank European Securities and Markets Authority (ESMA) Financial Markets Forex IAIS Liquidity Market Participants MiFID NFA

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