S. Ashar Ahmed

S. Ashar Ahmed

Nossaman LLP

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Municipal Securities Rulemaking Board Issues Draft Rule To Regulate Duties And Responsibilities Of Municipal Advisors

In a previous e-alert, dated February 5, 2014, we informed our clients that a range of municipal financial advisors, including banks, are now required to register with the Securities and Exchange Commission (the "Commission")...more

4/1/2014 - Fiduciary Duty MSRB Municipal Advisers SEC

Securities and Exchange Commission's New Municipal Advisor Rules Clarify Requirements for Banks

A range of municipal financial advisors, including banks, are now required to register with the Securities and Exchange Commission (the "Commission") as a result of amendments to the Securities Exchange Act of 1934 (the...more

2/6/2014 - Banks Complex Litigation Compliance Municipal Advisers SEC Securities Exchange Act

Limited Defenses Available Against FDIC As Receiver

As of August 2013, since the fallout from the recent financial crisis, the FDIC as receiver for failed banks has brought suit against former directors and officers of 76 failed institutions. These lawsuits are based on...more

10/11/2013 - Banking Crisis Board of Directors Defense Strategies FDIC Fiduciary Duty FIRREA FTCA Gross Negligence Negligence Receivership

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