Samuel Effron

Samuel Effron

Mintz Levin

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The SEC’s Common Sense Approach to Private Placements and General Solicitation

Earlier this month the SEC issued concurrently (i) the Citizen VC No Action Letter (in response to a request for guidance authored by Mintz Levin) relating to the use of 506(b) for a private placement online and (ii) a series...more

8/19/2015 - CD&I General Solicitation No-Action Letters Private Placements Regulation D Rule 506 Offerings SEC

Citizen.VC No Action Letter: Clarity and Guidance for Conducting a Private Placement Online

The SEC has recently provided clarity as to how an issuer of securities can conduct a private placement in a password protected web page under Rule 506(b), without it being deemed a “general solicitation” and thereby being...more

8/10/2015 - General Solicitation Issuers JOBS Act No-Action Letters Policies and Procedures Private Offerings Private Placements Rule 506 Offerings SEC Venture Capital

The New Rule 506: a Useful Crowdsourcing Tool

When the JOBS Act was passed in the spring of 2012, all the “buzz” was about the imminent advent of “Crowdfunding.” But as legal practitioners, business persons, and pundits looked closer at the details under the Crowdfunding...more

8/7/2013 - Advertising Crowdsourcing Dodd-Frank General Solicitation JOBS Act Regulation D Rule 144A Rule 506 Offerings SEC Title III

Fiscal Cliff Legislation Extends Tax Incentive to Invest in Small Businesses

As a result of the recent “fiscal cliff” legislation, otherwise known as the American Taxpayer Relief Act of 2012 (2012 Tax Act), many individual investors are expecting future tax increases, either in the form of higher...more

1/21/2013 - American Taxpayer Relief Act C-Corporation Capital Gains Fiscal Cliff Income Taxes Net Investment Income Qualified Small Business Stock

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