Sanjay Shirodkar

Sanjay Shirodkar

DLA Piper

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Latest Posts › SEC


SEC continues to focus on internal control failures

The SEC has settled charges against Texas-based oil company Magnum Hunter Resources Corporation (MHR) and several individuals. The list of individuals implicated in this proceeding includes MHR’s Chief Financial Officer,...more

5/27/2016 - Corporate Counsel Corporate Governance Enforcement Actions Financial Accounting Internal Controls SEC

Non-GAAP measures - expecting an SEC crackdown

During the past few months, members of the SEC staff have been foreshadowing a renewed focus on enforcement of reporting of financial metrics and the use of “non-GAAP” financial measures by companies in the capital raising...more

5/27/2016 - C&DIs Corporate Counsel Corporate Governance Mary Jo White Non-GAAP Financial Measures Regulation S-K SEC

Need some "specificity" in your proxy card? New SEC interpretation

The SEC's Division of Corporation Finance has issued a new interpretation related to the form of proxy requirements. The interpretation relates to the specificity with which an issuer must describe a Rule 14a-8 shareholder...more

5/27/2016 - Corporate Counsel Corporate Governance Proxy Materials SEC Shareholder Proposals

Supply chain management and the conflict minerals rules – action items for 2016

In enacting Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Congress expressly stated its view that “the exploitation and trade of conflict minerals is helping to finance conflict characterized...more

2/17/2016 - Conflict Mineral Rules Disclosure Requirements IPSA SEC Supply Chain

Conflict minerals rule – limited portion invalidated; June 2 filing deadline looms

The US Court of Appeals for the District of Columbia has issued an opinion in the legal challenge to the conflict minerals rule adopted by the Securities and Exchange Commission in late 2012. A divided court concluded...more

4/16/2014 - Conflict Mineral Rules Filing Deadlines First Amendment SEC

US District Court vacates SEC’s Resource Extraction Rule

On Tuesday, the US District Court for the District of Columbia ruled against the Securities and Exchange Commission on a motion for summary judgment related to the SEC’s resource extraction rule. A copy of the court’s...more

7/5/2013 - Administrative Procedure Act Disclosure Requirements Dodd-Frank First Amendment Minerals Mining Oil & Gas Resource Extraction SEC Summary Judgment

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