Scott Gluck

Scott Gluck

Venable LLP

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Political Law Briefing - August 2014

In this issue: - SEC Charges Private Equity Fund with Pay-to-Play Violation - LD-203 Compliance Tips - Other LD-203 Categories - Honoring and Recognizing - To be a Lobbyist or not to be a...more

8/6/2014 - Lobbying Lobbyists Pay-To-Play Private Equity Funds Reporting Requirements SEC

Private Fund Update - August 2014

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Association for Corporate Growth (ACG) - Small Business Investor Alliance (SBIA) -...more

8/5/2014 - Appropriations Bill Corporate Taxes Financial Services Committee Inversion Legislative Agendas OMB PEGCC Proposed Legislation SBIA SEC Senate Banking Committee Structured Financial Products

Private Fund Update - July 2014 #2

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Association for Corporate Growth (ACG) - Small Business Investor Alliance (SBIA) -...more

7/22/2014 - Accredited Investors Appropriations Bill Banking Sector Banks Cybersecurity Federal Budget Legislative Agendas Legislative Committees OCIE PEGCC Private Equity Funds Risk Alert SBIA SEC Senate Banking Committee Small Business

Private Fund Update - July 2014

In this issue: - The 113th Congress - Securities and Exchange Commission - Association for Corporate Growth (ACG) - Small Business Investor Alliance (SBIA) - Private Equity Growth...more

7/15/2014 - Dodd-Frank Investment Adviser Legislative Agendas Legislative Committees PEGCC Private Equity SBIA SEC SIFMA Small Business

Private Fund Update - June 2014 #3

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Securities and Exchange Commission - Association for Corporate Growth (ACG) - Private Equity...more

7/1/2014 - Accredited Investors Export-Import Bank of the US Financial Services Committee Financial Stability Acts Funding General Solicitation Pay-To-Play PEGCC Private Equity Private Equity Funds Rule 506 Offerings Rule 506(c) SEC SIFMA Startups

Private Fund Update - June 2014 #2

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Association for Corporate Growth (ACG) - Private Equity Growth Capital Council...more

6/24/2014 - Compliance Enforcement Enforcement Actions Pay-To-Play PEGCC Private Equity Private Funds SEC

Business News Digest – June 2014

In this issue: - SEC Warns Private Equity Fund Advisers about Compliance Shortcomings - Why the 50 Percent Rule Deserves 100 Percent Attention - Exactly How Much Omega-3 Is in There? -...more

6/4/2014 - Celebrity Endorsements CFPB Enforcement Enforcement Actions Estate Tax FCPA FTC Instrumentality Non-Profits Nonbank Firms Parental Leave Private Equity Private Equity Funds SEC

Private Fund Update - June 2014

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Association for Corporate Growth (ACG) - Private Equity Growth Capital Council (PEGCC)...more

6/3/2014 - Compliance Dodd-Frank Enforcement Actions FSOC High Frequency Trading JOBS Act PEGCC Private Funds SEC Student Loans

Private Fund Update - May 2014

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Association for Corporate Growth (ACG) - Small Business Investor Alliance (SBIA) -...more

5/21/2014 - Asset Management Compliance FSOC Private Funds Proposed Legislation SEC

SEC Warns Private Equity Fund Advisers about Compliance Shortcomings

Andrew J. Bowden, Director of the Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) delivered remarks at last week's Private Equity International (PEI) 2014 Compliance Forum that...more

5/19/2014 - Compliance Investment Advisers Act of 1940 OCIE Private Equity Private Equity Funds SEC

Private Fund Update

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Association for Corporate Growth (ACG) - Excerpt from The Administration: Last week,...more

5/6/2014 - Compliance Federal Contractors Minimum Wage OFCCP Private Funds SEC Wage and Hour

Private Fund Update - April 14, 2014

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - Association for Corporate Growth (ACG) -...more

4/15/2014 - Barack Obama CFTC Crowdfunding Emerging Growth Companies End-Users Hedge Funds HHS Investment Funds JOBS Act Kathleen Sebelius SEC Small Business Small Business Formation Tax Exemptions

Private Fund Update - April 7, 2014

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - Association for Corporate Growth (ACG) -...more

4/8/2014 - CFTC Federal Budget PEGCC Private Funds SEC

Private Fund Update - March 31, 2014

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - Association for Corporate Growth (ACG) -...more

3/31/2014 - CFTC Chamber of Commerce PEGCC Private Funds SEC Trade Policy

Private Fund Update - March 18, 2014

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - Association for Corporate Growth (ACG) -...more

3/18/2014 - CFTC PEGCC Private Funds SEC Small Business U.S. Commerce Department

Private Fund Update - March 10, 2014

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - Association for Corporate Growth (ACG) - Private...more

3/10/2014

Private Fund Update - March 3, 2014

In this issue: - The 113th Congress - The Administration - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - Association for Corporate Growth (ACG) -...more

3/3/2014 - CFTC Dodd-Frank Enforcement Actions Federal Reserve PEGCC Private Funds SEC

Private Fund Update - February 24, 2014

In this issue: - The 113th Congress - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - The Administration - Congressional Budget Office (CBO) -...more

2/24/2014 - CFTC Congressional Budget Office PEGCC Private Funds SEC

Private Fund Update - February 18, 2014

In this issue: - The 113th Congress - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - The Administration - Congressional Budget Office (CBO) - Small...more

2/19/2014 - CFTC Compliance Congressional Budget Office FSOC Private Funds SEC Small Business

Private Fund Update - February 10, 2014

In this issue: - The 113th Congress - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - Congressional Budget Office (CBO) - The Administration -...more

2/11/2014 - CFTC Congressional Budget Office Private Funds SEC Small Business

Business News Digest – February 2014

In this issue: - Securities Enforcement and Compliance - Consumer Financial Protection Bureau - Food & Drugs - Government Contracts - Healthcare - Intellectual Property -...more

2/6/2014 - CFPB CMS Compliance DaimlerChrysler DaimlerChrysler v Bauman FDA Federal Contractors Food Safety Food Supply Foreign Corporations Healthcare Jurisdiction Medicare SCOTUS SEC

Private Fund Update - February 3, 2014

In this issue: - The 113th Congress - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - The Administration - Association for Corporate Growth (ACG) -...more

2/3/2014 - CFTC Investors Private Funds SEC Small Business State of the Union

Private Fund Update - January 27, 2014

In this issue: - The 113th Congress - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - The Administration - Association for Corporate Growth (ACG) -...more

1/27/2014 - Affordable Care Act CFPB CFTC Compliance Enforcement Manufacturers PEGCC Richard Cordray SEC Trade Policy

Private Fund Update - January 22, 2014

In this issue: - The 113th Congress - Securities and Exchange Commission - Commodity Futures Trading Commission (CFTC) - The Administration - Association for Corporate Growth (ACG) -...more

1/23/2014 - Bad Actors Banks CFTC Collateralized Debt Obligations Compliance Dodd-Frank Enforcement Municipal Advisers PEGCC Proprietary Trading SEC Trust Preferred Securities Volcker Rule

The Volcker Rule: Overview and Compliance Requirements

Background on the Final Rule - On December 10, 2013, the Board of Governors of the Federal Reserve, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the Securities and Exchange...more

1/20/2014 - Bank Holding Company Act Banking Sector Compliance Dodd-Frank Final Rules Financial Regulatory Reform Hedge Funds Hedging Investors Market Making Private Equity Funds Proprietary Trading Reporting Requirements Underwriting Volcker Rule

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