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Scott H. Moss

Scott H. Moss

Lowenstein Sandler LLP


Latest Publications

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Year-End Developments And Compliance Checklists

Lowenstein Sandler’s Investment Management Group is pleased to provide you with (i) a summary of recent legislative and regulatory developments that impact the investment management community; and (ii) checklists of year-end...more

1/17/2013 - AIFMD American Taxpayer Relief Act Audits Blue Sky Laws CFTC Commodity Pool Compliance CPO CTA Derivatives Dodd-Frank ERISA EU Family Offices FATCA Fiscal Cliff Investment Adviser IRS JOBS Act No-Action Relief Private Investment Funds SEC Swaps Year-End Compliance Checklist

CFTC Grants No-Action Relief to Certain Family Offices and Funds-of-Funds from Registration as CPOs

The Commodity Futures Trading Commission's ("CFTC’s") Division of Swap Dealer and Intermediary Oversight (the “Division”) recently provided no-action relief to certain family offices and certain managers of funds-of-funds...more

12/11/2012 - CFTC Commodity Pool Family Offices No-Action Relief Swap Dealers

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