Sean Donovan-Smith

Sean Donovan-Smith

K&L Gates LLP

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A Buttonwood Tree Sprouts in Europe: What the EU’s Proposed Capital Markets Union Means for You

On Wednesday, February 18, the European Commission (“EC”) launched its ambitious “Green Paper” consultation for the creation and completion of a European Union (“EU”)-wide Capital Markets Union (“CMU”). The release of the...more

2/25/2015 - Capital Markets Capital Markets Union EU European Commission

FCA Investigating 67 Alternative Investment Fund Managers

A number of news outlets reported last week that, as of 26 January 2015, the Financial Conduct Authority (the “FCA”) was investigating 67 firms or managers subject to the Alternative Investment Fund Managers Directive (the...more

2/19/2015 - AIFMD Financial Conduct Authority Government Investigations UK

The Extra-territorial Impact of EMIR on Non-EU Swap Counterparties

On November 18, 2013, the European Securities and Markets Authority (“ESMA”) published its final report on technical standards detailing how the regulation of over-the-counter (“OTC”) derivative contracts in the European...more

12/10/2013 - EMIR ESMA EU Extraterritoriality Rules OTC Swaps

AIFMD Remuneration Code Implementation Planning (Presentation)

In This Presentation: - AIFMD Remuneration Rules: Not going away - Are there any ways I could avoid this altogether? - If not, could I partially avoid it or minimise its effect? - When do I need to worry about...more

10/9/2013 - AIFMD EU Remuneration

Addressing Remuneration Requirements for the EU Fund Management Industry

Increasing regulation of remuneration is being introduced across the European Union, including the possibility of limits on the amounts of bonuses that may be paid by certain firms....more

7/23/2013 - AIFM AIFMD Disclosure Requirements ESMA EU Remuneration UCITS

The New World Wide Web: FATCA Inspires a Global Effort to Fight Tax Evasion

The rapid evolution of the Foreign Account Tax Compliance Act (“FATCA”) from a U.S. driven effort to crack down on U.S. offshore tax evaders into an information reporting mechanism being considered for adoption throughout the...more

6/28/2013 - Due Diligence EU European Commission FATCA Intergovernmental Agreements OECD Offshore Funds Reporting Requirements Tax Evasion Withholding Requirements

Preparing for AIFMD: Some Practical Tips, Part 1

In This issue: - A general round-up of key provisions in the AIFMD level 2 implementing regulations - Scope of the AIFMD - Timetable and transitional relief - Cross-border marketing - Delegation and...more

2/19/2013 - AIFM AIFMD Cross-Border Transactions Disclosure Requirements ESMA EU Investor Protection Letter Box Entities Reporting Requirements

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