Sean Murphy

Sean Murphy

Dechert LLP

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Financial Services Quarterly Report - Fourth Quarter 2013: Political Intelligence Firms – Insider Trading and Enforcement Shifts...

Insider trading remains a top priority for the Securities and Exchange Commission (SEC) and Department of Justice (DoJ). In fiscal year 2012, the SEC filed 58 enforcement actions against 131 individuals and entities and the...more

12/26/2013 - DOJ Enforcement Enforcement Actions GAO Hedge Funds Insider Trading Investment Companies Material Nonpublic Information Personal Liability Political Intelligence Public Officials SEC STOCK Act Stock Trades

Former Morgan Keegan Directors Settle Valuation Case

The U.S. Securities and Exchange Commission issued a cease and desist order on June 13, 2013 (the “Order”) against former members of the boards of directors (the “RMK Directors” or the “RMK Boards”) of five Regions Morgan...more

7/3/2013 - Board of Directors Business Assets Directors Enforcement Investment Companies Investment Company Act of 1940 SEC Settlement Subprime Mortgages Valuation

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