Shanti Atkins

Shanti Atkins

NAVEX Global

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Retaliation Exposure Tipping Point? Supreme Court Extends SOX Whistleblower Protections to Private Company Employees

The Supreme Court in Lawson vs FMR, LLC (delivered March 4, 2014 after a 6-3 vote) has ruled that employees of private companies engaged by public companies are covered by the whistleblower protections of Sarbanes Oxley Act...more

3/10/2014 - Contractors FMR LLC Lawson v FMR Retaliation Sarbanes-Oxley SCOTUS Subcontractors Whistleblower Protection Policies Whistleblowers

Reading between the Headlines: A Lesson in Risk Mitigation from Edward Snowden

Whistleblowing has become a highly charged term, stirring up emotive rhetoric ranging from “ethical hero” to “treasonous traitor” with very little substantive evaluation of the real impact on the corporation and the broader...more

2/17/2014 - Compliance Dodd-Frank Edward Snowden EEOC NSA Reporting Requirements Retaliation Risk Mitigation Whistleblowers

2014 Trends: #3 Whistleblowing and Retaliation: Both on the Rise

A continuation of our recent coverage on ethics and compliance trends to watch in 2014, we’re taking a deeper look at whistleblowing and retaliation trends today. ...more

1/22/2014 - Compliance Dodd-Frank EEOC Ethics FCA Retaliation Whistleblowers

Fifth Circuit Narrowly Construes the Definition of a Whistleblower under Dodd Frank

Underscoring the Importance of Robust Internal Reporting Programs - Since the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) in 2010, the compliance, finance and legal communities...more

7/24/2013 - Anti-Retaliation Provisions Dodd-Frank Retaliation SEC Whistleblower Protection Policies Whistleblowers

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