Today the SEC announced that it will pay $30 million to a whistleblower in the largest award ever doled out by the agency.
This news is monumental and will send shock waves around the financial world—along with gut...more
The day has arrived. Today we’ll cover our last trend to watch in 2014: DPA and NPA use expanding. Since they were first used in 2000, the U.S. DOJ has disclosed 257 Deferred Prosecution Agreements (DPAs) and Non-Prosecution...more
Our coverage of the Top 10 Ethics and Compliance Trends to Watch in 2014 continues today as we tackle the issue of insider trading and its relationship with ethics and compliance. ...more
Underscoring the Importance of Robust Internal Reporting Programs -
Since the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) in 2010, the compliance, finance and legal communities...more
Trying to avoid the unusually strict import controls in Argentina and facilitate faster clearance of its products through customs, a subsidiary of Ralph Lauren Corp. was found to have bribed local officials between 2005 and...more