Simon Berry

Simon Berry

Latham & Watkins LLP

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Hong Kong: Chapter 20 Listing Rules Amended for Authorised Collective Investment Schemes

New amendments affect both new CIS applicants and existing CIS issuers. The Stock Exchange of Hong Kong Limited (Stock Exchange) has recently published certain amendments on Chapter 20 of the Main Board Listing Rules...more

9/23/2014

Hong Kong Regulators Remind Intermediaries of Selling Practice Requirements for Complex Bonds and High-Yield Bonds

Intermediaries need to review and enhance their policies and procedures to address any issues relevant to their institutions. On 25 March 2014, the Securities and Futures Commission (SFC) issued a circular (Circular) to...more

4/3/2014 - Bonds Hong Kong

Hong Kong Securities and Futures Commission Consults Public on Proposed REIT Code Amendments

Recognizing the recurrent income generating product nature, the SFC may lift some restrictions on investment scope for Hong Kong listed REITs. On 27 January 2014, the Securities and Futures Commission (SFC) commenced...more

1/30/2014 - Hong Kong Real Estate Investments Real Estate Market REIT SFC

Hong Kong Banks Pledge to Treat Customers Fairly

Public pressure over vulnerable populations spurs banks to act - On 28 October 2013, 22 retail banks in Hong Kong launched the Treat Customers Fairly Charter (Charter) to enhance customer protection and education in...more

10/31/2013 - Banking Sector Banks Disclosure Requirements Hong Kong Retail Market

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