Intermediaries need to review and enhance their policies and procedures to address any issues relevant to their institutions.
On 25 March 2014, the Securities and Futures Commission (SFC) issued a circular (Circular) to...more
Recognizing the recurrent income generating product nature, the SFC may lift some restrictions on investment scope for Hong Kong listed REITs.
On 27 January 2014, the Securities and Futures Commission (SFC) commenced...more
Public pressure over vulnerable populations spurs banks to act -
On 28 October 2013, 22 retail banks in Hong Kong launched the Treat Customers Fairly Charter (Charter) to enhance customer protection and education in...more