Sonia Gioseffi

Sonia Gioseffi

K&L Gates LLP

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SEC Staff Addresses Third-Party Endorsements of Investment Advisers on Social Media Websites

On March 28, 2014, the Division of Investment Management of the Securities and Exchange Commission (“SEC”) published an IM Guidance Update that removes a great deal of uncertainty regarding social media use by investment...more

4/30/2014 - Endorsements Investment Adviser Investment Advisers Act of 1940 SEC Social Media Third-Party Relationships

The Threat of Disclosure of Proprietary Information Under the California Public Records Act

Companies responding to requests for proposal (“RFPs”) or contracting with California state or local governmental agencies need to be aware of the special pitfalls posed by the California Public Records Act (“PRA”)....more

9/11/2013 - Public Records Request For Information

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