Stanley Polit

Stanley Polit

Katten Muchin Rosenman LLP

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Corporate and Financial Weekly Digest - Volume XI, Issue 5

SEC/CORPORATE - SEC Approves FINRA’s Funding Portal Rules - On January 22, the Securities and Exchange Commission approved the Financial Industry Regulatory Authority’s funding portal rules and related forms for...more

2/8/2016  /  Crowdfunding , Cybersecurity , Deposit Insurance , Derivatives Clearing Organizations , Dodd-Frank , European Securities and Markets Authority (ESMA) , Funding Portal , Major Swap Participants , MiFID II , Pension Schemes
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