To address data sensitivity concerns, the Securities and Exchange Commission on February 27, 2019 issued an interim final rule (Interim Rule) that requires certain registered investment companies (funds) to file three monthly...more
3/14/2019
/ Cybersecurity ,
Data Protection ,
EDGAR ,
Filing Deadlines ,
Form N-LIQUID ,
Form N-PORT ,
Interim Final Rules (IFR) ,
Investment Companies ,
Modification ,
Risk Mitigation ,
Securities and Exchange Commission (SEC) ,
Sensitive Business Information
The U.S. Securities and Exchange Commission (SEC) on December 8, 2017 issued a temporary final rule (Temporary Rule) that provides a nine-month delay to the dates by which certain registered investment companies (funds) must...more
Over the past three years, the Division of Investment Management (Division) of the U.S. Securities and Exchange Commission (Commission) has provided informal guidance and interpretations regarding issues of relevance to the...more