Recent decisions out of the Second and Ninth Circuits have increased the liability exposure of plan fiduciaries under the Employee Retirement Income Security Act (ERISA) where the retirement plan gives employees an option to...more
6/13/2013 - Benefit Plan Sponsors Employee Stock Purchase Plans ERISA ESOP
The U.S. Supreme Court has sent mixed signals this term regarding when courts can address merits issues at the class certification stage. On March 27, 2013, in Comcast Corp. v. Behrend, the Court reaffirmed that lower courts...more
4/2/2013 - Amgen Inc. v Connecticut Retirement Plans Class Action Class Certification Comcast Comcast v. Behrend Damages Daubert Hearing Expert Testimony Fraud-on-the-Market SCOTUS
In a sweeping decision that could impact numerous enforcement actions by a number of federal agencies, the U.S. Supreme Court rejected the federal government’s argument that an agency should be entitled to the protection of...more
3/5/2013 - Discovery Rule Fraud Gabelli v SEC Investment Advisers Act of 1940 SCOTUS SEC Statute of Limitations
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