In October, the Securities and Exchange Commission promulgated draft rules to implement “crowdfunding” in securities sales.
Release 33-9470’s length (almost 600 pages) suggests that the simple idea contained in the...more
On Sept. 18, the SEC at long last proposed an “amendment” to Regulation SK to institute pay ratio disclosures mandated in Section 953(b) of the Dodd-Frank Act. A 60-day public comment period expires in November.
The Securities and Exchange Commission on July 10 promulgated rules implementing the 2012 JOBS Act provision permitting public advertising in “private” securities offerings sold to “accredited” investors.
Over the last five years, average tenure of a CEO (based on a survey of public and private companies) shrank from 7.3 years to 4.4 years. Focus on CEO succession is becoming more important to boards. Half the members of...more
Originally published in New England In-House on February 25, 2013.
What should director minutes say and how detailed should they be? It likely depends on the maturity of the company, the personality of its management...more