Stephen Honig

Stephen Honig

Duane Morris LLP

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Latest Publications


Crowdfunding: Not as simple as it looks

In October, the Securities and Exchange Commission promulgated draft rules to implement “crowdfunding” in securities sales. Release 33-9470’s length (almost 600 pages) suggests that the simple idea contained in the...more

12/10/2013 - Crowdfunding JOBS Act SEC

SEC proposes rules to disclose pay ratios

On Sept. 18, the SEC at long last proposed an “amendment” to Regulation SK to institute pay ratio disclosures mandated in Section 953(b) of the Dodd-Frank Act. A 60-day public comment period expires in November. As...more

11/5/2013 - CEOs Dodd-Frank Executive Compensation Pay Ratio Regulation S-K SEC Transparency

Public advertising in ‘private’ Regulation D offerings

The Securities and Exchange Commission on July 10 promulgated rules implementing the 2012 JOBS Act provision permitting public advertising in “private” securities offerings sold to “accredited” investors. The action,...more

9/19/2013 - Accredited Investors General Solicitation JOBS Act Regulation D SEC

CEO Succession Planning Often Lost in the Shuffle

Over the last five years, average tenure of a CEO (based on a survey of public and private companies) shrank from 7.3 years to 4.4 years. Focus on CEO succession is becoming more important to boards. Half the members of...more

5/22/2013 - Board of Directors CEOs Corporate Governance Succession Planning

Director liability: corporate minutes as Trojan horse

Originally published in New England In-House on February 25, 2013. What should director minutes say and how detailed should they be? It likely depends on the maturity of the company, the personality of its management...more

3/6/2013 - Corporate Minutes

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