The SEC has granted AngelList relief on accepting transaction based compensation for crowd funding, exempting it from the broker-dealer rules. A couple days ago, the SEC granted relief to thefundersclub.com. Makes you kind...more
- Broker-Dealer Crowdfunding Dodd-Frank FINRA General Solicitation Investment Adviser SEC
Financial Industry Regulatory Authority, Inc., or FINRA, has filed a proposed rule change with the SEC to amend FINRA Rule 2267 (Investor Education and Protection) to require that FINRA members include a prominent...more
- Advertising BrokerCheck Brokers Dodd-Frank FINRA Internet SEC Social Media
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