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Stephen M. Quinlivan

Stephen M. Quinlivan

Leonard, Street and Deinard


Latest Posts › Nasdaq

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Nasdaq Proposes Listed Companies Have Internal Audit Function

The SEC has published for comment Nasdaq’s rule proposal that Nasdaq listed companies have an internal audit function. The rule proposal is as follows...more

3/6/2013 - Audits Nasdaq Risk Management SEC

Law Firm Disclosures Under Stock Exchange Compensation Committee Independence Requirements

The NYSE and Nasdaq have recently adopted rules which will require compensation committees to consider certain enumerated factors before selecting, or receiving advice from, a compensation consultant, legal counsel or other...more

1/30/2013 - Compensation Committee Dodd-Frank Nasdaq NYSE

A Checklist To Comply With The New Nasdaq Compensation Committee Independence Rules

The SEC has approved Nasdaq’s compensation committee independence rules. By July 1, 2013, most listed issuers must comply with the following...more

1/17/2013 - Compensation Committee Directors Independence Rules Nasdaq

NYSE And Nasdaq Amend Compensation Committee Independence Proposals

Nasdaq has amended its proposal regarding independence of compensation committees required by the Dodd-Frank Act. Nasdaq proposes to clarify that a compensation committee is not required to conduct the independence...more

1/15/2013 - Compensation Committee Dodd-Frank Listing Standards Nasdaq NYSE

Nasdaq Amends Compensation Committee Proposal

Nasdaq recently amended its rule proposal related to compensation committees required by the Dodd-Frank Act. While the substance of the proposal did not change too much, the transition requirements did, and became more...more

12/24/2012 - Board of Directors Compensation Committee Dodd-Frank Nasdaq

Nasdaq Revises Issuer Disclosure Rules Regarding Notices of Listing Deficiencies

The SEC has approved a Nasdaq rule change regarding issuer disclosure of listing deficiencies. Nasdaq rules provide that when a listed issuer does not meet the exchange’s continued listing standards, Nasdaq notifies the...more

12/6/2012 - Listing Deficiencies Nasdaq SEC

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