Stephen M. Quinlivan

Stephen M. Quinlivan

Stinson Leonard Street

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OSHA Publishes Interim Rule For Handling Whistleblower Retaliation Complaints

OSHA has published the interim final text of regulations governing the employee protection (or whistleblower) provisions of the Consumer Financial Protection Act of 2010, or CFPA, Section 1057 of the Dodd-Frank Wall Street...more

4/5/2014 - ALJ CFPB OSHA Retaliation Whistleblower Protection Policies Whistleblowers

Whistleblowers Can Now File Complaints Online With OSHA

Whistleblowers covered by one of 22 statutes (including Sarbanes-Oxley and Dodd-Frank) administered by the U.S. Department of Labor’s Occupational Safety and Health Administration will now be able to file complaints online. ...more

12/6/2013 - Dodd-Frank DOL OSHA Sarbanes-Oxley Whistleblowers

SEC Discloses Facts In 2013 Annual Whistleblower Report

The SEC has released its 2013 Annual Report to congress on the Dodd-Frank Whistleblower Program. Setting aside the SEC chest pounding, this is the first year for which the SEC has year-over-year data concerning the nature of...more

11/18/2013 - SEC Whistleblowers

Whistleblower Not Entitled To Jury Trial

In Pruett v BlueLinx Holdings, Inc., decided by the United States District Court for the Northern District of Georgia (1:13-cv-02607), the court held that a whistleblower suing under Dodd-Frank’s non-retaliation provisions...more

11/14/2013 - Anti-Retaliation Provisions Dodd-Frank Jury Trial Whistleblowers

SEC Whistleblowers To Receive $125,000

The SEC previously awarded three whistleblowers in a hedge fund case an aggregate of 15% of certain funds collected. The SEC has announced that approximately $170,000 has been administratively forfeited by the defendant...more

9/2/2013 - Hedge Funds SEC Whistleblower Awards Whistleblowers

Courts Begin To Split On Whistleblower Protection

The Fifth Circuit has held in Asadi v. G.E. Energy (USA), LLC that a whistleblower must provide information to the SEC in order to be protected by the Dodd-Frank anti-retaliation provisions. ...more

7/22/2013 - Anti-Retaliation Provisions Dodd-Frank SEC Whistleblower Protection Policies Whistleblowers

SEC Denies Another Whistleblower Claim

The SEC has denied granting an award to another whistleblower in the second action of this year....more

7/5/2013 - Dodd-Frank SEC Whistleblowers

SEC Awards And Denies Whistleblower Claims In Hedge Fund Case

On October 26, 2011, the Commission filed an enforcement action in SEC v. Andrey C. Hicks and Locust Offshore Management, LLC, 1:11-cv-11888-RGS (D. Mass. 2011) (the “Locust Matter”). ...more

6/13/2013 - Enforcement Fraud Hedge Funds SEC Whistleblowers

Court Finds Internal Reporting By Whistleblower Entitled To Dodd-Frank Protections

In Murray v. UBS Securities LLC et al (12-CV-5914 S.D.N.Y.) the court found that an employee who reports violations of securities laws to his supervisor, but not the SEC, is entitled to the anti-retaliation protections for...more

5/24/2013 - Dodd-Frank Reporting Requirements SEC Whistleblowers

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