Stephen Moller

Stephen Moller

K&L Gates LLP

Contact  |  View Bio  |  RSS

Latest Publications


The Extra-territorial Impact of EMIR on Non-EU Swap Counterparties

On November 18, 2013, the European Securities and Markets Authority (“ESMA”) published its final report on technical standards detailing how the regulation of over-the-counter (“OTC”) derivative contracts in the European...more

12/10/2013 - EMIR ESMA EU Extraterritoriality Rules OTC Swaps

Reporting Obligations under EMIR

The European Markets Infrastructure Regulation (the Regulation on OTC derivatives, central counterparties and trade repositories) ("EMIR") entered into force on 16 August 2012, although many of its requirements have not yet...more

12/2/2013 - Compliance EMIR ESMA EU Reporting Requirements

ISDA 2013 EMIR NFC Representation Protocol: Factors to consider in deciding whether to adhere

On 8 March 2013, The International Swaps and Derivatives Association, Inc (“ISDA”) published the ISDA 2013 EMIR NFC Representation Protocol (the “Protocol”). Adherence to the Protocol provides parties to ISDA Master...more

4/2/2013 - Asset Management Derivatives EMIR EU Investment Adviser ISDA Mandatory Clearing Requirements NFC Representation Protocol Swaps

3 Results
View per page
Page: of 1