Stuart Baskin

Stuart Baskin

A&O Shearman

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Securities Enforcement 2015 Year-End Review

The Securities and Exchange Commission (the SEC or the Commission) filed a record 807 enforcement actions in fiscal year 2015, 52 more than it filed in 2014. It also set a record by obtaining approximately $4.2 billion in...more

2/4/2016  /  Administrative Hearings , Chief Compliance Officers , Cybersecurity , Enforcement Statistics , Insider Trading , Securities and Exchange Commission (SEC) , Securities Fraud , US v Newman , Whistleblowers
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