Stuart Strauss

Stuart Strauss

Dechert LLP

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SEC Intends to Grant Exemptive Relief to Permit Exchange-Traded Managed Funds

On November 6, 2014, the Securities and Exchange Commission (“SEC”) issued notice of its intent to grant Eaton Vance Management (“Eaton Vance”) and related parties exemptive relief from various provisions of the Investment...more

11/10/2014 - ETMFs Exchange-Traded Products Exemptive Relief Investment Company Act of 1940 SEC

Update on Lifting of SEC Moratorium on Active ETF Use of Derivatives

The staff of the U.S. Securities and Exchange Commission (the “SEC”) released no action relief (the “Letter”) addressed to recipients of 18 prior orders (the “Prior Orders”) granting exemptive relief to launch...more

12/13/2012 - CFTC ETFs Moratorium No-Action Letters SEC Swaps

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