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For Whom The Whistle Tolls In 2014

Momentum for the SEC’s Dodd Frank whistleblower program is growing, and 2014 can be expected to bring continued expansion of the program and the number and types of whistleblower actions initiated by the SEC. The SEC’s...more

1/29/2014 - Dodd-Frank Enforcement Actions Retaliation SEC Whistleblower Awards Whistleblowers

Route 506: The General Solicitation Highway

A new route to soliciting direct securities investments has opened. For the first time in 80 years, start-ups and small businesses can broadly advertise and broadly solicit to raise money for private offerings. ...more

10/18/2013 - Crowdfunding Funding General Solicitation JOBS Act Rule 144A Rule 506 Offerings Securities Act of 1933 Small Business Startups

The Sixth Circuit – The New Hotspot For Section 11 Suits

The Sixth Circuit recently made it easier for plaintiffs to bring securities suits brought under Section 11 of the Securities Act of 1933. ...more

5/30/2013 - False Statements Kickbacks Registration Section 11 Securities Act of 1933 Stocks

The Final Geithner Tally: TARP Bailout Pays Big Dividends For Taxpayers

As U.S. Secretary of Treasury Timothy Geithner steps down, Treasury released a January 18, 2012 update on the Troubled Asset Relief Program (“TARP”). This most recent update highlights an often misunderstood reality —...more

1/23/2013 - AIG Bailout TARP U.S. Treasury

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