Terence Healy

Terence Healy

Reed Smith

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The Securities and Exchange Commission (“SEC”) Prevails in the Second Circuit in Defending Its No-Admission Settlement Policy

The long legal battle over the SEC’s neither-admit-nor-deny settlement policy has finally come to an end. On June 4, 2014, the Second Circuit issued an opinion vacating the district court’s rejection of a proposed consent...more

6/7/2014 - Chevron Deference Citigroup Collateralized Debt Obligations Consent Decrees Enforcement Actions Injunctions Interlocutory Appeals Judge Rakoff Neither Admit Nor Deny Settlements Popular SEC SEC v Citigroup Settlement

The SEC Drops Another Shoe: The OCIE Cybersecurity Initiative

On April 14, 2014, the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (“OCIE”) issued a Cybersecurity Initiative Risk Alert (“Risk Alert”), further highlighting the importance being...more

4/24/2014 - Cybersecurity Enforcement Actions Investigations OICE SEC

Bold and Unrelenting Enforcement from the SEC: A Six Month Review

Mary Jo White promised Congress she would pursue a "bold and unrelenting" enforcement program as Chairman of the Securities and Exchange Commission ("SEC"). In public remarks last week, White reiterated her desire for the...more

10/17/2013 - Compliance Enforcement Enforcement Actions Mary Jo White SEC

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