Terrence Davis

Terrence Davis

Baker Donelson

Contact  |  View Bio  |  RSS

Latest Publications

Share:

Volcker Rule Restricts Banks' Activities with Hedge Funds and Private Funds

On December 10, 2013, the Federal Reserve Board of Governors, the Federal Deposit Insurance Corporation, the Office of Comptroller of the Currency, the Securities and Exchange Commission and the Commodity Futures Trading...more

12/19/2013 - Banks Dodd-Frank Hedge Funds Private Funds Volcker Rule

SEC Office of Compliance Inspections and Examinations Issues 2013 Exam Priorities

On February 23, 2013, through the National Exam Program (NEP), the staff of the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC) published the program's examination...more

3/12/2013 - Broker-Dealer Corporate Governance Fraud Investment Adviser JOBS Act Money Market Funds NEP Risk Management SEC

2 Results
|
View per page
Page: of 1