Thomas Colis

Thomas Colis

Miller Canfield

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New SEC Regulations of Municipal Advisors and Underwriters Take Effect in July

Last fall, the federal Securities Exchange Commission (SEC) issued new rules (Rule) regulating municipal advisors and underwriters, now scheduled to become effective July 1, 2014. In 2010, President Obama signed into...more

3/4/2014  /  Dodd-Frank , Municipal Advisers , Securities and Exchange Commission (SEC)
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