Thomas Donegan

Thomas Donegan

Shearman & Sterling LLP

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Financial Regulatory Developments Focus - December 2014 #3

In this issue: - Bank Prudential Regulation & Regulatory Capital - Bank Structure - Credit Ratings - Derivatives - Enforcement - Financial Market Infrastructure - Funds...more

12/16/2014 - Banking Sector Banks Basel Committee Derivatives Enforcement Actions European Banking Authority Federal Reserve G-SIB Prudential Regulation Authority

TLAC: An Additional Capital Requirement for G-SIBs

The Financial Stability Board recently issued for consultation proposals to increase the loss-absorbing capacity of global systemically important banks over and above the fully loaded Basel III capital standards....more

12/9/2014 - Banks Basel III Capital Requirements FSB G-SIB

Basel III Framework: The Net Stable Funding Ratio

A key element of the Basel III framework aims to ensure the maintenance and stability of funding and liquidity profiles of banks’ balance sheets. Two liquidity standards, the “net stable funding ratio” and a “liquidity...more

12/5/2014

Financial Regulatory Developments Focus - December 2014

In this issue: - Bank Prudential Regulation & Regulatory Capital - Derivatives - Financial Market Infrastructure - Financial Services - Funds - Recovery & Resolution -...more

12/3/2014 - Derivatives EU European Commission Federal Reserve Financial Markets GECC Investment Funds Prudential Regulation Authority Prudential Standards Shadow Banking

Financial Regulatory Developments Focus - November 2014 #3

In this issue: - G20 Leaders Summit - Bank Prudential Regulation & Regulatory Capital - Bank Structure - Derivatives - Enforcement - Financial Market Infrastructure -...more

11/19/2014 - Banks Derivatives Enforcement Financial Markets G20 Prudential Regulation Authority Shadow Banking

Banking Supervision Within the Eurozone: The Single Supervisory Mechanism

On 4 November 2014, the European Central Bank became the prudential regulator for all Eurozone banks under the Single Supervisory Mechanism. The SSM does not introduce another layer of substantive regulation but significantly...more

11/18/2014 - EU European Central Bank Prudential Regulation Authority

Financial Regulatory Developments Focus - November 2014 #2

In this issue: - Bank Prudential Regulation & Regulatory Capital - Compensation - Consumer Protection - Derivatives - Enforcement - Financial Services - Funds -...more

11/12/2014 - Broker-Dealer Capital Markets Compliance Derivatives Dodd-Frank Enforcement Enforcement Actions EU FDIC Federal Reserve Financial Regulatory Reform FSB G-SIB OCC Prudential Regulation Authority SEC

Financial Regulatory Developments Focus - November 2014

In this issue: - Bank Prudential Regulation & Regulatory Capital - Bank Structure - Derivatives - Enforcement - Financial Market Infrastructure - Financial Services -...more

11/6/2014 - Banks Derivatives Enforcement Enforcement Actions Financial Regulatory Reform Foreign Banks Infrastructure Prudential Regulation Authority Regulatory Standards Shadow Banking

Financial Regulatory Developments Focus - October 2014 #5

In this issue: - Bank Prudential Regulation & Regulatory Capital - Derivatives - Recovery & Resolution - Shadow Banking - People - Events - Excerpt from Bank Prudential...more

10/29/2014 - ACH Payments Bank Holding Company Banking Sector Banks CFTC Derivatives EU European Banking Authority European Central Bank European Commission Federal Reserve Final Rules Prudential Regulation Authority Risk Retention SEC Shadow Banking

Financial Regulatory Developments Focus - October 2014 #4

In this issue: - Derivatives - Compensation - Shadow Banking - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Financial Market Infrastructure -...more

10/22/2014 - Banks CFTC Compensation & Benefits Derivatives Financial Regulatory Reform Foreign Banks Infrastructure Major Swap Participants No-Action Relief Prudential Regulation Authority Shadow Banking Swap Dealers Swaps

MiFID II - Transaction Reporting

A transaction reporting regime has been in place at EU level for some time, albeit much was delegated to national implementation. Under MiFID II, the reporting regime will be overhauled and significantly extended in terms of...more

10/20/2014 - EMIR EU MiFID REMIT Reporting Requirements

The EU Bonus Cap and Restrictions on the Use of Role Based Fixed Allowances

On 15 October 2014 the European Banking Authority (“EBA”) issued a report on the use of role-based fixed allowances by various financial institutions within the European Union (“EU”) affected by the EU bonus ratio cap....more

10/20/2014 - Bonuses C-Suite Executives EU European Banking Authority Remuneration

MiFID II: Commodity Derivatives and Emissions

MiFID II is the latest piece in a package of European and global reforms impacting commodity derivatives and emissions traders, drawn up in response to concerns as to excessive speculation and volatility in the commodities...more

10/16/2014 - Carbon Emissions Commodities Commodity Pool EMIR Emissions Trading System ESMA EU Greenhouse Gas Emissions MiFID

Financial Regulatory Developments Focus - October 2014 #3

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Financial Services - Funds - People - Excerpt from...more

10/15/2014 - Banks Basel Committee Broker-Dealer Derivatives ESMA EU European Banking Authority European Central Bank Federal Reserve IOSCO ISDA Prudential Regulation Authority Risk Alert Risk Capital SEC Stress Tests

MiFID II: The Regulation of Market Makers

MiFID II introduces new laws addressing various structural and other issues relating to the operation of trading venues. Market making activity on such venues will now be subject to extensive regulation. This includes a...more

10/10/2014 - EU High Frequency Trading Market Making MiFID Regulatory Standards

Financial Regulatory Developments Focus - October 2014 #2

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Bank Structure - Shadow Banking - Financial Services - Excerpt...more

10/8/2014 - Banks CFTC Compliance DCMs Derivatives Enforcement Enforcement Actions Financial Regulatory Reform No-Action Letters No-Action Relief Prudential Regulation Authority SEFs Swap Dealers Swaps

Financial Regulatory Developments Focus - October 2014

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Financial Market Infrastructure - Funds - Enforcement - People...more

10/1/2014 - Banks Capital Markets CDS CFTC Derivatives EU European Banking Authority Financial Regulatory Reform Infrastructure Prudential Regulation Authority SEFs Swaps

Financial Regulatory Developments Focus - September 2014 #4

In this issue: - Derivatives - Compensation - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Credit Ratings - Financial Services - Consumer...more

9/24/2014 - Banks Capital Markets CFTC Compliance Credit Ratings Derivatives Enforcement Enforcement Actions Executive Compensation Financial Regulatory Reform No-Action Relief Prudential Regulation Authority SEFs

Scotland: The Succession Event Question

In this note we analyse some of the consequences for sovereign CDS resulting from a vote for Scottish independence. Scotland: The Succession Event Question - A vote for an independent Scotland will have many...more

9/16/2014 - CDS Scotland UK

Scotland: Legal Issues on Proposed Independence

On 18 September 2014, the referendum on Scottish independence will take place. Opinion polls suggest that the outcome is too close to call. This note highlights various legal issues related to the referendum and Scottish...more

9/16/2014 - EU Financial Institutions Independence Rules Scotland UK UK Concurrency Regime

Financial Regulatory Developments Focus - September 2014 #2

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Financial Services - People - Events - Excerpt from Derivatives: FCA Factsheet on Review...more

9/10/2014 - Banks Capital Markets Derivatives Financial Regulatory Reform Prudential Regulation Authority Regulatory Standards

Financial Regulatory Developments Focus - September 2014

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Credit Ratings - Financial Services - Shadow Banking - Funds - Financial Market...more

9/2/2014 - Banks CFTC Credit Ratings Derivatives Dodd-Frank Enforcement Actions ESMA EU European Banking Authority FCA Financial Markets Financial Regulatory Reform Prudential Regulation Authority SEC Shadow Banking UK

Extraterritoriality Revisited: Access to the European Markets by Financial Institutions, Funds and Others from Outside Europe

In an effort to harmonise investor protection across the EU and ensure effective market competition, a framework has been established for financial institutions, funds and market infrastructure established outside the EU to...more

8/28/2014 - Banking Sector Capital Markets EU Extraterritoriality Rules Financial Institutions Investor Protection Market Participants

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