Thomas Gorman

Thomas Gorman

Dorsey & Whitney LLP

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No Investor Harm, No Ill-gotten Gains But SEC Fines Insurer $8 Million

Last week the Commission resolved a proceeding involving a life insurance company centered on the pricing of its variable annuity and variable life insurance products. Specifically, the Order alleged violations of Rule 22c-1...more

5/20/2015  /  Enforcement Actions , Life Insurance , Nationwide Insurance Co. , Securities and Exchange Commission (SEC) , Variable Annuities
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