Thomas H. Watterson

Thomas H. Watterson

Reed Smith

Contact  |  View Bio  |  RSS

Latest Posts › Moratorium

Share:

SEC Lifts Moratorium on Non-Leveraged, Actively Managed ETFs that Use Derivatives

On December 6, 2012, Norm Champ, Director of the Division of Investment Management of the Securities and Exchange Commission ("SEC"), announced an end to the moratorium on issuing exemptive orders to non-leveraged, actively...more

12/14/2012 - Derivatives ETFs Investment Company Act of 1940 Moratorium SEC

1 Results
|
View per page
Page: of 1