Thomas P. Conaghan

Thomas P. Conaghan

McDermott Will & Emery

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Latest Posts › Securities Act of 1933

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Capital Markets & Public Companies Quarterly: Catching up on the SEC's Active Second Quarter

In Depth - New SEC C&DIs Regarding Non-GAAP Financial Measures - On May 17, 2016, the SEC issued several new Compliance & Disclosure Interpretations (C&DIs) and modified existing C&DIs to provide additional...more

7/13/2016 - C&DIs Fixing America’s Surface Transportation Act (FAST Act) Form 10-K GAAP JOBS Act Non-GAAP Financial Measures Regulation S-K SEC Securities Act of 1933 Smaller Reporting Companies XBRL Filing Requirements

SEC Approves Changes to Private Offering Rules and Adopts New “Bad Actor” Prohibitions; Proposes Additional Changes to Better...

On July 10, 2013, the U.S. Securities and Exchange Commission (SEC) approved changes to Rule 506 of Regulation D under the Securities Act of 1933 to implement the elimination, mandated by the Jumpstart Our Business Startups...more

7/23/2013 - Advertising Bad Actors JOBS Act Marketing Private Placements Regulation D Rule 144A Rule 506 Offerings SEC Securities Act of 1933

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