Tim Pearce

Tim Pearce

Akin Gump Strauss Hauer & Feld LLP

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An Update on Dealing Commissions and Market Abuse

Last week the Financial Conduct Authority (FCA) published two papers likely to have a significant impact on the day-to-day operation of investment fund managers in the immediate and medium term....more

2/24/2015 - Asset Management Broker Commissions ESMA EU Financial Conduct Authority Fund Managers Investment Funds MiFID II Securities Dealers

ESMA Consults on Guidelines on Asset Segregation Under AIFMD

On December 1, 2014, the European Securities and Markets Authority (“ESMA”) published a Consultation Paper (ESMA/2014/1326) on asset segregation under the Alternative Investment Fund Managers Directive (2011/61/EU) (“AIFMD”)....more

12/5/2014 - AIFMD ESMA

AIFMD Update: U.K. Complies with Remuneration Guidelines

The U.K. Financial Conduct Authority (FCA) has written to the European Securities and Markets Authority (ESMA) to confirm that the FCA will comply with the ESMA guidelines relating to remuneration policies under the...more

8/9/2013 - AIFM AIFMD EEA ESMA Financial Conduct Authority Notice Requirements Remuneration

U.K.’s Financial Conduct Authority Publishes Final Rules On AIFMD Implementation

The U.K.’s Financial Conduct Authority (FCA) has published today, a policy statement that sets out its responses to the various consultations that have been undertaken in respect of the rules to be adopted by the FCA to...more

7/1/2013 - AIFMD Alternative Investment Funds ESMA EU False Claims Act Safe Harbors

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