Timothy Gardner

Latham & Watkins LLP

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Hong Kong Regulators Remind Intermediaries of Selling Practice Requirements for Complex Bonds and High-Yield Bonds

Intermediaries need to review and enhance their policies and procedures to address any issues relevant to their institutions. On 25 March 2014, the Securities and Futures Commission (SFC) issued a circular (Circular) to...more

4/3/2014  /  Bonds , Hong Kong
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