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Tomoko Fuminaga

Tomoko Fuminaga

White & Case LLP


Latest Publications

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FSA’s Proposal to Amend the Existing Laws and Regulations with respect to Short Sales

On March 7, 2013, the Financial Services Agency of Japan (the “Japan FSA”) announced that it is considering amending certain aspects of the existing rules and regulations governing short sales by November 2013. This Client...more

3/21/2013 - Japan FSA Short Sales Triggering Event Uptick Rule

Working Group Recommendations with respect to the Insider Trading Regulations of Japan

In response to recent high profile insider trading incidents conducted by tippees who received inside information from corporate insiders, especially in connection with public offerings made in Japan, on July 4, 2012, the...more

3/15/2013 - Financial Instruments and Exchange Act of Japan Insider Trading Japan FSA Sanctions Tender Offers

Summary of FSA Answers to Public Comments on Proposed Amendments to Asset Management Regulations as a Result of the AIJ Scandal

This Client Alert is a summary of important observations contained in the response of the Financial Services Agency of Japan (“FSA”) to public comments on proposed amendments to the various financial regulations of Japan in...more

3/5/2013 - Asset Management Audits Disclosure Requirements Financial Services Authority Pensions Target Securities

The Proposed Amendments to Asset Management Regulations as a Result of the AIJ Scandal

This Client Alert contains a summary of the recent released proposed amendments to the various financial regulations of Japan in response to the AIJ scandal and is intended as a follow up to our Client Alert issued on...more

11/20/2012

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