Victor Shum

Victor Shum

Jeffer Mangels Butler & Mitchell LLP

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How EB-5 Regional Centers and Sponsors Can Evaluate Broker-Dealer, Investment Company and Investment Adviser Registration...

This article is the fourth in a series of articles on how EB-5 regional centers and sponsors can evaluate broker-dealer, investment company and investment adviser registration requirements under U.S. securities laws....more

12/29/2014 - Broker-Dealer EB-5 Foreign Nationals Investment Adviser Investment Advisers Act of 1940 Investment Companies Registration SEC

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