W. Preston Battle IV

W. Preston Battle IV

Baker Donelson

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Supreme Court Deals Major Blow to SEC Disgorgement Claims in Kokesh

The U.S. Securities and Exchange Commission (SEC) may now only collect disgorgement from defendants within five years of filing suit. On June 5, the United States Supreme Court ruled unanimously that the five-year statute of...more

6/16/2017  /  Disgorgement , Enforcement Actions , Investment Management , Kokesh v SEC , Misappropriation , SCOTUS , Securities and Exchange Commission (SEC) , Statute of Limitations
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