W. Scott McGinness Jr.

W. Scott McGinness Jr.

Miller & Martin PLLC

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SEC Eliminates Ban on General Solicitation in Private Offerings

On July 10, 2013, the SEC took the following actions that are likely to have a significant impact on hedge funds, private investment funds and other companies that raise capital through private offerings of securities...more

7/16/2013 - Advertising General Solicitation Hedge Funds Investment Company Act IRS JOBS Act Private Investment Funds Private Placements Regulation D Rule 144A Rule 506 Offerings SEC

Family Office Relief from CPO Registration

As noted in an earlier Client bulletin, the Division of Swap Dealer and Intermediary Oversight (“Division”) of the Commodity Futures Trading Commission (“CFTC”) issued a no-action letter dated November 29, 2012 enabling...more

2/26/2013 - CFTC Commodity Pool CPO Exemptions Family Offices Filing Deadlines No-Action Letters Registration SEC

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