W. Thomas Conner

W. Thomas Conner

Reed Smith

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CFTC’s Final 'Harmonization' Rules: Shifting Sands in the ETF Competitive Landscape

Background - The Commodity Futures Trading Commission (CFTC) caused quite a stir in 2012 when it changed its rules to require investment advisers to mutual funds that invest to any significant degree in derivatives, to...more

8/20/2013 - CFTC CPO Derivatives ETFs Investment Adviser Mutual Funds Registration SEC

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