Rule 10b5-1, enacted in August 2000, codified the SEC’s position that trading while in possession of material non-public information is sufficient to establish liability for insider trading....more
6/14/2013
- CII Insider Trading Rule 10b-5 SEC
Hackers aren’t the only ones after company information. Earlier this week, Wills Fortune 500, a unit of Wills Group Holdings, a global insurance broker providing insurance and risk management services, made available its own...more
6/13/2013
- Cybersecurity Disclosure Requirements SEC
The NASDAQ Stock Market recently submitted a proposed rule change that would require all companies listed on the NASDAQ to maintain an internal audit function. The function would “provide management and the audit committee...more
3/19/2013
- Audits Internal Audit Functions Nasdaq Risk Management
