William Mills

William Mills

Cadwalader, Wickersham & Taft LLP

Contact
View Bio
RSS

Latest Posts › Registration Requirement

Share:

Your 401(k) Plan "Brokerage Window" May Require An S-8 Registration

New guidance from the Securities Exchange Commission requires issuers to take a fresh look at their 401(k) plans. On September 22, 2016, the SEC’s Division of Corporation Finance released a Compliance and Disclosure...more

9/28/2016  /  401k , Employee Benefits , Form S-8 , Investment , Registration Requirement , Retirement Plan , Securities , Securities and Exchange Commission (SEC)
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide