William Yonge

William Yonge

Morgan Lewis

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FCA Brings Greater Clarity and Rigour to UK’s “Soft Commission” Regime

Changes to the use of dealing commission rules, including a ban on “softing” of corporate access services, reflect the FCA’s continuing objective to ensure that investment managers control the costs that they pass on to their...more

7/9/2014 - Bundling Rules Compliance FCA UK

Obligations Under European Market Infrastructure Regulation Imminent

With certain EMIR provisions set to go live in September, both EU counterparties and many non-EU counterparties must take action to comply with risk management requirements, which involve some overlap with Dodd-Frank....more

9/6/2013 - CFTC Compliance Dodd-Frank EMIR EU ISDA New Regulations NFC Representation Protocol Risk Management

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