Brexit notwithstanding, the United Kingdom implemented MiFID II locally, on time; however, FCA deferred the opportunity to assist industry by clarifying the implications of the new research payment regime for global asset...more
If Britain decides to leave the European Union as a result of a “Brexit” vote on 23 June 2016, the effect on the UK and EU financial services sectors could be significant; in particular, there could be effects on the London...more
UK regulators extend the new regulatory framework that governs individual accountability to banking and insurance.
The UK Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) published their...more
With a mandate from Parliament, the UK regulators are working on a new regime governing individuals in banks.
The UK Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) published a joint...more
12/16/2014
/ Banks ,
Credit Unions ,
Directors ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Managers ,
Prudential Regulation Authority (PRA) ,
Senior Insurance Managers ,
Senior Managers ,
Senior Managers Insurers Regime (SMIR) ,
UK