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Administrative Agency Agriculture Securities

Read need-to-know updates, commentary, and analysis on Administrative Agency issues written by leading professionals.

CFTC Proposes Relief from Trade Option Reporting and Recordkeeping Requirements for Commercial End Users

by Morrison & Foerster LLP on

On April 30, 2015, the Commodity Futures Trading Commission (“CFTC”) approved for publication in the Federal Register proposed amendments to the trade option exemption (the “Proposal”) that would reduce reporting and...more

SEC Halts Fraudulent Farm Loan Investment Program

by Dorsey & Whitney LLP on

The Commission initiated an action centered on the misuse of offering proceeds tied to farm loans. The defendants include an investment adviser, a financial planner and an attorney. SEC v. Veros Partners, Inc., Civil Action...more

SEC Files Two Offering Fraud Actions Tied To A Horse Farm

by Dorsey & Whitney LLP on

The Commission filed two settled offering fraud actions centered in part around an entity engaged in the purchase and sale of thoroughbred horses called Raintree Racing. A second involved an offering of interests in a real...more

CFTC Issues Final Rules Regarding Agricultural Commodity Definition and Large Trader Reporting for Physical Commodity Swaps

by Dechert LLP on

The Commodity Futures Trading Commission (“CFTC”) on July 7, 2011 held a public meeting to consider several final rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). The CFTC approved...more

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