Securities Law

Read Administrative Law updates, alerts, news, and legal analysis from leading lawyers and law firms:

News & Analysis as of May 19, 2013

Legislative Update Report No. 2013-09 -- May 10, 2013

by Osler, Hoskin & Harcourt LLP on 5/15/2013

In This Article: Federal Government; Alberta; British Columbia; Manitoba; New Brunswick; Newfoundland; Northwest Territories; Nova Scotia; Nunavut; Ontario; Prince Edward Island; Québec/Quebec; Saskatchewan; and...more

Corporate and Financial Weekly Digest - December 21, 2012

by Katten Muchin Rosenman LLP on 12/24/2012

In this issue: - Nallengara to Replace Cross as Corp. Fin. Chief - FINRA Rule Relating to Private Placements of Securities Effective December 3 - Additional Guidance on FINRA’s Suitability Rule - No-Action...more

It's Raining PII in New York

by Judy Selby | BakerHostetler on 11/26/2012

On November 25, 2012, the front page of the New York Post blasted the headline, “Drop Secret. Shred Alert! Covert cop files used as parade confetti.” The Post reported that shredded files appearing to contain material from...more

NFMA Issues Proposed Guidelines for Hospital Debt Disclosure - Comments Due by December 20, 2012

by King & Spalding on 9/28/2012

The National Federation of Municipal Analysts (NFMA), an organization of over 1,200 members, including research analysts at mutual funds, insurance companies, broker-dealers, commercial banks, rating agencies and other firms,...more

China Briefing - March 2012 (April 13, 2012)

by Reed Smith on 4/17/2012

Pharmaceuticals, Medical Devices, Health Care & Life Sciences News •American Medical Device Maker Accused of Bribery to Doctors in China and other Countries (Xinhua Net 2012-03-27) – March 27, 2012 On March...more

White Collar Litigation Update

by Quinn Emanuel Urquhart & Sullivan, LLP on 1/15/2011

The DOJ’s and SEC’s Recent Focus on Insider Trading: The U.S Department of Justice (DOJ) and Securities and Exchange Commission (SEC) tend to fixate on different categories of fraud at different times. During the early...more

Fenwick Employment Brief - November 17, 2009

by Fenwick & West LLP on 11/17/2009

IN THIS ISSUE: *Forfeiture of Restricted Stock Prior to Vesting Not Violative of California Labor Code *New FMLA Leave Entitlements *Newsbites ..Ninth Circuit Approves Shifting Base Pay Rates Based On...more